Financial Compliance Officer

Job Description

We are seeking a diligent Financial Compliance Officer to join our team in Dundee. This role involves overseeing compliance operations, ensuring all financial activities adhere to regulatory requirements, and implementing effective compliance strategies. The ideal candidate will possess in-depth knowledge of financial regulations and demonstrate a strong commitment to maintaining high ethical standards.

Responsibilities

• Ensure all financial practices within the organisation comply with regulations.
• Conduct investigations related to compliance breaches and recommend corrective actions.
• Update compliance documentation based on recent changes in regulations.
• Participate in compliance forums and networking opportunities to share best practices.

Requirements

Education

• Bachelor's degree in Business Administration or Finance
• Professional certifications in compliance or auditing are preferred

Experience

• 4+ years in a financial compliance role, preferably within the financial services sector

Technical Skills

• Compliance Procedures
• Financial Analysis

Soft Skills

• Leadership
• Problem-solving

Certifications

• ISO 9001 Lead Auditor
• Global Association of Risk Professionals (GARP)

Languages

• English: Fluent

Advantageous

• Experience in investment compliance: Experience in ensuring compliance within investment management activities.
• Proficiency in compliance risk assessments: Ability to conduct thorough compliance risk assessments across departments.

Benefits

• Comprehensive health coverage
• Retirement savings plan with employer matching
• Work-life balance initiatives
• Mentorship and training programmes

Company Culture

• Continuous Improvement: Our commitment to continuous improvement drives our excellence in service delivery.
• Diversity & Inclusion: We are committed to diversity and fostering an inclusive workplace for all.
• Employee Recognition: We value and celebrate the contributions of all our employees.