Compliance Auditor

London FULL TIME £35,000 - £55,000 / Year
(£2,916 - £4,583 / Month)

Job Description

We are seeking a detail-oriented Compliance Auditor responsible for ensuring adherence to legal and regulatory requirements. This role includes conducting comprehensive audits, evaluating compliance processes, and providing actionable recommendations for improvement.

Responsibilities

  • Develop and implement audit plans and programmes.
  • Conduct on-site and remote audits of business units and departments.
  • Evaluate the effectiveness of controls and identify areas for improvement.
  • Prepare audit reports and make recommendations for corrective action.
  • Communicate audit findings to stakeholders and management.
  • Maintain knowledge of regulatory requirements and industry trends.
  • Collaborate with the compliance team to enhance compliance practices.
  • Ensure compliance with internal policies and external regulations.

Requirements

Education
  • Bachelor's degree in Accounting, Finance, or related field
  • Certification in compliance or auditing is preferred
Experience
  • Experience working in a regulated industry, such as finance or healthcare
Technical Skills
  • Compliance Management Software
  • Database Management (SQL)
Soft Skills
  • Team Collaboration
  • Organisational Skills
Certifications
  • Compliance Certification Board (CCB)
  • Certified Compliance and Ethics Professional (CCEP)
Languages
  • English: Fluent

Advantageous

  • Knowledge of GDPR regulations: Strong understanding of General Data Protection Regulation requirements.
  • Experience in cross-functional team collaboration: Hands-on experience working with various departments to resolve compliance concerns.

Benefits

  • Comprehensive health and dental coverage
  • Generous pension scheme
  • Flexible working arrangements
  • Training and career advancement initiatives

Company Culture

  • Continuous Improvement: We are committed to continuous improvement in all areas of our business.
  • Respect and Inclusivity: We are dedicated to creating an inclusive workplace that celebrates diversity.
  • Learning and Development: We invest in our employees' growth and development through various training programmes.
Status: Closed