Compliance Auditor

Job Description

As a Compliance Auditor in Worcester, you will be responsible for conducting audits and assessments of our compliance framework. Your expertise in regulatory guidelines will be crucial for maintaining our high standards.

Responsibilities

• Review and assess compliance risk management processes.
• Interact with regulatory bodies to ensure timely compliance.
• Conduct investigations of compliance breaches and submit findings.
• Create and maintain a register of compliance issues and monitor progress on resolutions.
• Evaluate existing policies and procedures for compliance effectiveness.
• Recommend process improvements for compliance systems.
• Provide expert guidance on compliance-related queries.
• Assist in drafting compliance policies and procedures.

Requirements

Education

• Master's degree in Business Administration or Compliance Management

Experience

• 5+ years in compliance roles with experience in auditing preferred

Technical Skills

• Risk Assessment
• Regulatory Reporting

Soft Skills

• Interpersonal Skills
• Project Management

Certifications

• ISO 9001 Lead Auditor
• Certified Compliance and Ethics Professional (CCEP)

Languages

• English: Fluent

Advantageous

• Experience in Financial Services Compliance: Understanding compliance specifics within the financial services sector.
• Audit Process Improvement Experience: History of enhancing audit processes for better compliance outcomes.

Benefits

• Health, dental and vision coverage
• Annual leave and paid holidays
• Professional development opportunities
• Support for continuing education

Company Culture

• Respect: Valuing the contributions of every team member and ensuring their voices are heard.
• Employee Wellbeing: Our commitment to employee wellness is reflected in our comprehensive benefits package.
• Innovation: Encouraging creative thinking and fresh ideas to enhance our compliance framework.