Compliance Officer

Job Description

As a Compliance Officer in Bristol, you will be vital in ensuring our operations adhere to regulatory standards. Your role will involve monitoring compliance activities, conducting audits, and collaborating with various departments to develop policies that adhere to legal requirements. Your expertise will help maintain our organization's reputation and mitigate potential risks.

Responsibilities

• Advise management on compliance risks and mitigation strategies.
• Ensure effective communication of compliance obligations across the organization.
• Evaluate existing compliance processes and suggest improvements.
• Collaborate with legal teams to interpret and implement regulatory requirements.
• Assist in the preparation of compliance audits and responses.
• Conduct training sessions to raise awareness of compliance policies among staff.

Requirements

Education

• Bachelor's degree in a relevant field
• Advanced degree preferred

Experience

• 5+ years of experience in compliance roles, preferably in financial services

Technical Skills

• Compliance Risk Management
• Legal Research

Soft Skills

• Detail-oriented
• Interpersonal Skills

Certifications

• Certified Compliance Professional (CCP)
• Chartered Institute of Internal Auditors (CIIA) Certification

Languages

• English: Fluent

Advantageous

• Project Management Certification: Relevant certifications like PRINCE2 or PMP would be a plus.
• Experience in Risk Assessment: Experience in conducting risk assessments and developing mitigation strategies.

Benefits

• Comprehensive health benefits including dental and vision
• Generous pension scheme with employer contributions
• Flexible working policies including remote options
• Professional growth opportunities and training

Company Culture

• Respect: We foster a culture of respect and support for all employees.
• Innovation: Encouraging innovative thinking and solutions is paramount to our mission.
• Diversity and Inclusion: We celebrate diversity and are committed to an inclusive workplace.